John Sprigg

Associate Compliance Director

Qualifications: Cert CII, DipPFS, CeMAP, CeRER, AwSRE

About John

John has been a member of the financial services profession since 1987 and has been working in compliance roles since 1998. He joined Prosser Knowles in 2018 with a wealth of experience which has been drawn from roles at large providers, networks and compliance consultancies.

His role includes management of our compliance systems and controls, complaints handling, financial promotion reviews, and training and competence supervision. Ultimately, John ensures that we are able to provide compliant, positive outcomes for our clients.

Spotlight questions

What do you enjoy most about your job?

The interaction with our advice team and wider support staff to provide them with the systems and controls they need to look after their clients within the regulatory framework.

How do you most like to spend your time outside of work?

Spending time with family, walking, keeping fit and going to the cinema.

Something guaranteed to make your day better…

A long walk on a crisp sunny morning.

The last book, film and TV series you recommended to someone…

“Day of the Triffids” – the start of all dystopian novels. “Brightburn” – a superhero movie for those that don’t like superhero movies! “The Queens Gambit” – unexpected.

What makes you laugh?

The absurd and unusual.

Is there a quote or motto you try to live by?

“Failing to plan is planning to fail.”

An achievement you’re really proud of…

Being organised at work!

Something people might be surprised to learn about you…

How disorganised I am outside of work!

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