Chartered status
About Stephen
I have almost 20 years’ experience working in finance and compliance, half of which was obtained with RBS.
Being the Head of Compliance and Risk involves managing the current risks in the business, whist also trying to find the most appropriate way to deliver high quality advice to our clients taking into consideration the current guidance from our regulator.
Any firm or individual carrying out a regulated financial services activity must be authorised and registered by the FCA. Stephen’s registration.
Spotlight questions
What do you enjoy most about your job?
Finding good outcomes for our clients' financial needs.
How do you most like to spend your time outside of work?
Riding my motorbike.
Something guaranteed to make your day better…
A 4 or 5 mile walk will normally do the trick.
The last book / film / TV series you recommended to someone (and why)…
My daughter likes scary films and books, so I bought her IT by Stehen King.
What makes you laugh?
Comedies like Blackadder and Fawlty Towers.
Is there a quote or motto you try to live by?
Don’t over complicate things.
An achievement you’re really proud of…
Probably passing my first written paper exam at the LSE in Technical Analysis back in 2005.
Something people might be surprised to learn about you…
I have a formal qualification in Chocolate Making, which I gained when I worked for Cadburys.
Contact us
The information on this website does not constitute advice or a recommendation for any product and you should not make any decisions on the basis of it.
Prosser Knowles Associates Ltd is Authorised & Regulated by The Financial Conduct Authority and is entered on the Financial Services Register under firm reference number 446589 http://www.fca.org.uk/register. Prosser Knowles Associates Ltd Registered Address: 4th Floor, Llanthony Warehouse, The Docks, Gloucester, Gloucestershire GL1 2EH. Registered in England & Wales, No. 04520041.
The information contained within this site is subject to the UK regulatory regime and is therefore targeted primarily at consumers based in the UK. The value of your investment can go down as well as up and you may not get back the full amount invested. The Financial Conduct Authority does not regulate Taxation and Trusts. Your home may be repossessed if you do not keep up repayments on your mortgage.
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